-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ARmKOoAP1WbTi6fjBf/BlzurZZnw2ecuq16+sdzbroiAvM9KVOSFIBn8/B4MhiYy 2hR/dbVv463MCtmncXPG3Q== 0000950123-10-024513.txt : 20100315 0000950123-10-024513.hdr.sgml : 20100315 20100315112858 ACCESSION NUMBER: 0000950123-10-024513 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100315 DATE AS OF CHANGE: 20100315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOME DIAGNOSTICS INC CENTRAL INDEX KEY: 0000884909 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 222594392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82416 FILM NUMBER: 10680193 BUSINESS ADDRESS: STREET 1: 2400 NW 55TH COURT CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9546779201 MAIL ADDRESS: STREET 1: 2400 NW 55TH COURT CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nipro Corp CENTRAL INDEX KEY: 0001482700 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3-9-3 HONJO-NISHI KITA-KU CITY: OSAKA STATE: M0 ZIP: 531-85102 BUSINESS PHONE: 81-6-6372-2331 MAIL ADDRESS: STREET 1: 3-9-3 HONJO-NISHI KITA-KU CITY: OSAKA STATE: M0 ZIP: 531-85102 SC 13D/A 1 c56954asc13dza.htm SCHEDULE 13D/A sc13dza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
(Amendment No. 2)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
 
Home Diagnostics, Inc.
(Name of Issuer)
Common Stock, Par Value $0.01 Per Share
(Title of Class of Securities)
437080104
(CUSIP Number)
 
Nipro Corporation
c/o Luis Candelario
President
Nipro Medical Corporation
3150 N.W. 107th Avenue
Miami, Florida 33172
(305) 599-7174
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With a copy to:
Craig A. Roeder
Ryan M. Gwillim
Baker & McKenzie LLP
One Prudential Plaza
130 East Randolph Drive
Chicago, Illinois 60601
(312) 861-8000

 
March 15, 2010
(Date of Event which Requires Filing of this Statement)
     If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
     Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
     * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
 
 

 


 

                       
CUSIP No.
 
437080104 
13D Page  
  of   
 Pages 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS [ENTITIES ONLY]

Nipro Corporation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  WC
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Japan
       
  7   SOLE VOTING POWER
     
NUMBER OF   16,999,004
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   16,999,004
       
WITH 10   SHARED DISPOSITIVE POWER
     
    -0-
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  16,999,004
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  100%
     
14   TYPE OF REPORTING PERSON
   
  CO

 


 

     This Amendment No. 2 (this “Amendment No. 2”) to Schedule 13D amends and supplements the Schedule 13D (the “Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on February 5, 2010, as amended by the Amendment No. 1 to Schedule 13D (the “Amendment No. 1”) filed with the SEC on March 12, 2010, by Nipro Corporation, a corporation organized under the laws of Japan (the “Parent”), with respect to the common stock, par value $0.01 per share (the “Common Stock”), of Home Diagnostics, Inc., a Delaware corporation (the “Company”). The principal business address of the Company is 2400 N.W. 55th Court, Fort Lauderdale, Florida 33309. As described in more detail below, Items 4, 5 and 6 have been amended by this Amendment No. 2 as a result of the merger of the Company with and into Nippon Product Acquisition Corporation, a Delaware Corporation and wholly-owned subsidiary of the Parent (the “Purchaser”) on March 15, 2010. Capitalized terms used but not otherwise defined herein shall have the meaning ascribed to such terms in the Schedule 13D.
     Schedule 13D is amended and supplemented as follows:
Item 4. Purpose of Transaction.
     Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following at the end thereof:
     On March 15, 2010, the merger of the Purchaser with and into the Company (the “Merger”) was effected without a vote of the stockholders of the Company in accordance with Section 253 of the Delaware General Corporation Law (the “DGCL”). At the effective time of the Merger, the separate existence of the Purchaser ceased and the Purchaser was merged with and into the Company, with the Company being the surviving corporation in the Merger and continuing as a wholly-owned subsidiary of the Parent. The directors of the Purchaser immediately prior to the effective time of the Merger have become the initial directors of the surviving corporation, each to hold office until their respective successors are duly elected or appointed and qualified in the manner provided in the certificate of incorporation and bylaws of the surviving corporation or as otherwise provided by law. Upon consummation of the Merger, the certificate of incorporation of the Company as in effect on the date of the Merger Agreement was amended in its entirety to read as set forth on Exhibit B to the Merger Agreement, and as so amended, is the certificate of incorporation of the Surviving Corporation unless and until changed or amended in accordance with the DGCL. The bylaws of the Purchaser have become the bylaws of the surviving corporation.
     Pursuant to the Merger Agreement, each share of the Company’s common stock issued and outstanding immediately prior to the effective time of the Merger (other than (i) any shares held in the treasury of the Company, held by any subsidiary of the Company or held by the Parent or any of its subsidiaries and (ii) any shares held by a holder who has not voted in favor of or consented to the Merger and who has properly demanded and perfected the holder’s right to be paid the fair value of such shares in accordance with the provisions of Section 262 of the DGCL) has, by virtue of the Merger and without any action on the part of the holder thereof, been converted into the right to receive, upon the surrender of the certificate formerly representing such share, $11.50 in cash, without interest and less any required withholding taxes. Each share of the Common Stock, par value $.01 per share, of the Purchaser issued and outstanding immediately prior to the effective time of the Merger has, by virtue of the Merger and without any action on the part of the holder thereof, been converted into one share of the Common Stock, par value $.01 per share, of the Surviving Corporation.
     Following the Merger, the Company’s common stock ceased to be traded on the Nasdaq Global Select Market.
Item 5. Interest in Securities of the Issuer.
     Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
     (a) - (b) As a result of the acceptance for payment in accordance with the terms of the Offer and the consummation of the Merger, the Purchaser beneficially owns 16,999,004 shares of the Company’s common stock, representing 100% of the issued and outstanding shares of the Company’s common stock.
     (c) Neither the Parent nor, to the knowledge of the Parent, any person named in Schedule A to this Schedule 13D, has effected any transaction in shares of the Common Stock of the Company during the past 60 days, except as disclosed herein.
     (d) To the knowledge of the Parent, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities subject to the Stockholder Agreements.
     (e) Not applicable.

 


 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
     Other than as described in Item 4 and Item 5 above, the Parent is not a party to any contracts, arrangements, understandings or relationships (legal or otherwise) with respect to any securities of the Company, including but not limited to transfer or voting of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.

 


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  March 15, 2010

  NIPRO CORPORATION
 
 
  By   /s/ Goichi Miyazumi    
  Its Controller    
       
 

 


 

SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS OF PARENT
     Directors and Executive Officers of the Parent. The following table sets forth the name, present principal occupation or employment and past material occupations, positions, offices or employment for at least the past five years for each director and the name, present principal occupation or employment and material occupations, positions, offices or employment for at least the past five years for each executive officer of the Parent. The current business address of each person is 3-9-3 Honjo-nishi, Kita-ku, Osaka 531-8510, Japan, and the current business phone number of each person is 81-6-6372-2331. Unless otherwise indicated, each such person is a citizen of Japan.
         
    Present Principal Occupation    
    or   Material Positions Held
Name   Employment for Parent;   During the Past Five Years
Minoru Sano
  President   Past Five Years: Representative Director; President; Director of Nipro (Thailand) Corporation, Nipro Europe N.V., Nipro Medical Corporation, Nipro Asia PTE LTD, and Tohoku Nipro Pharmaceutical Corporation (Current Position);
Chief Board Member of Nipro (Shanghai) Co., Ltd. and Shanghai Nissho Vacuum Flask Refill, Co., Ltd. (Current Position); Representative Director of Sanri Kosan (Current Position)
Shigeki Tanaka
  Senior Managing Director   April 2001: Accepted the Post of Senior Managing Director
June 2006: Accepted Representative Director, the Post of Senior Managing Director (Current Position)
Director of Nipro Medical Industries, Ltd., Nipro (Thailand) Corporation and Tohoku Nipro Pharmaceutical Corporation (current position)
Board member of Nipro (Shanghai) Co., Ltd. and Shanghai Nissho Vacuum Flask Refill, Co., Ltd. (Current Position)”
Yoshihiko Sano
  Managing Director   April 2001: Accepted the Post of Director, Deputy manager, Domestic division
June 2006: Accepted the Post of Managing Director, Domestic division (current position)
April 2007: Accepted the Post of Director of Nipro (Thailand) Corporation (current position)”
Makoto Sato
  Managing Director   April 2001: Accepted the Post of Director, Chief of Pharmaceutical Research and Development Laboratory
June 2006: Accepted the Post of Managing Director, Pharmaceutical Division (current position)
June 2008: Accepted the Post of President at Nipro Pharma Corporation (current position)
Director of Tohoku Nipro Pharmaceutical Corporation and Bipha Corporation for the last five years (Current Position)
Kazuo Wakatsuki
  Managing Director   April 2003: Accepted the Post of Director, International Division
June 2008: Accepted the Post of Managing Director of International Division (current position)
Director of Nipro (Thailand) Corporation, Nipro Medical Corporation, Nipro Asia PTE LTD for the last five years (current position)
April 2009: Accepted the Post of Director of Nipro

 


 

         
    Present Principal Occupation    
    or   Material Positions Held
Name   Employment for Parent;   During the Past Five Years
 
      (Thailand) Corporation (current position)”
Masato Naganami
  Director   Last five years: Director, Glass and Material Development Division
Board member of Shanghai Nissho Vacuum Flask Refill, Co., Ltd. (Current Position)
Akihiko Yamabe
  Director   April 2004: Accepted the Post of Director, Accounting and planning division
 
      April 2009: Accepted the Post of Director, Accounting division (current position)
Statutory auditor of Bipha Corporation for the last five years (current position)
Noriaki Watanabe
  Director   April 2003: Accepted the Post of Director, International Division (current position)
Kiyotaka Yoshioka
  Director   October 2003: Accepted the Post of Domestic (Capital Area) Sales Manager
 
      June 2006: Accepted the Post of Director, General Sales Manager of Domestic Division (current position)
Toshiaki Masuda
  Director   April 2003: Accepted the Post of Renal Sales Manager, Domestic Division
 
      July 2006: Accepted the Post of Renal Sales/High Tech Product Development Sales Manager, Domestic Division
April 2008: Accepted the Post of General Product Development Sales Manager, Domestic Division
June 2008: Accepted the Post of Director, General Product Development Sales Manager, Domestic Division
 
      November 2008: Accepted the Post of Director, General Product Development Sales Manager, Domestic Division -cum- Chief of Research and Development Laboratory (current position)
Mitsutaka Ueda
  Director   March 2008: Employee of the Company, Domestic Division
April 2008: Accepted the Post of Product Development Sales/Medical Equipment Development Sales Deputy Manager, Domestic Division
June 2009: Accepted the Post of Director (current position)
Tsuyoshi Yamazaki
  Director   January 2009: Employee of the Company, International Division
February 2009: Accepted the Post of Nipro Brand Sales Deputy Manager, International Division
 
      June 2009: Accepted the Post of Director, Nipro Brand Sales Manager, International Division (current position)
Yusuke Kofuku
  Director   January 2009: Employee of Nipro Corporation, International Division
February 2009: Accepted the Post of OEM Brand Sales Deputy Manager, International Division
 
      June 2009: Accepted the Post of Director, OEM Brand Sales Manager, International Division (current position)
Masanobu Iwasa
  Director   March 2006: Employee of Nipro Corporation, Glass and Material Development Division
April 2006: Accepted the Post of Deputy Manager, Medical Promotion Department, Glass and Material Development Division
 
      April 2008: Accepted the Post of Manager, Medical Promotion Department, Glass and Material Development Division
 
      June 2009: Accepted the Post of Director, Manager, Medical Promotion Department, Glass and Material Development Division (current position)
Toshiya Kai
  Director   April 2002: Accepted the Post of Chief Formulation Researcher of Pharmaceutical Development Laboratory, Production and Development Division
August 2007: Accepted the Post of Product Development

 


 

         
    Present Principal Occupation    
    or   Material Positions Held
Name   Employment for Parent;   During the Past Five Years
 
      Division Pharmaceutical Research and Development Manager June 2008: Accepted the Post of Chief of Pharmaceutical Research and Development Laboratory, Production and Development Division
June 2009: Accepted the Post of Director, Chief of Pharmaceutical Research and Development Laboratory, Production and Development Division (current position)
January 2010: Accepted the Post of Representative Director of Tohoku Nipro Pharmaceutical Corporation (current position)
Hideo Okamoto
  Director   September 2007: General Manager of Shanghai Vacuum Flask Refill, Co., Ltd.
October 2007: Accepted the Post of Technical Expert Manager, Research and Development Laboratory Department 1, Production and Development Division
June 2009: Accepted the Post of Director, Technical Expert Manager, Research and Development Laboratory Department 1, Production and Development Division (current position)
Kyoetsu Kobayashi
  Director   September 2003: Accepted the Post of Manager, Odate Factory Manufacturing Department 1, Production and Development Division Accepted the Post of Odate Factory manager, Production and Development Division Accepted the Post of Director, Odate Factory Manager, Production and Development Division (current position)
Yozo Sawada
  Director   April 2004: Accepted the Post of Manager, Intellectual Property Right Division
June 2009: Accepted the Post of Director, Intellectual Property Right Division (current position)
Kimihito Minoura
  Director   April 2005: Accepted the Post of Section Manager, Accounting and Planning Division
June 2009: Accepted the Post of Director, Corporate Planning and Coordination Division (current position)
June 2007: Accepted the Post of Statutory Auditor of Nipro Genepha Corporation and Nipro Patch Co., Ltd. (current position)
Hideto Nakamura
  Director   April 2008: Employee of the company, Human Resource Division
Accepted the Post of Deputy Manager, Human Resource Division
Accepted the Post of Director, Human Resource Division (current position)

 

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